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BY INDUSTRY

AI governance for regulated financial services.

For fintechs and banks running AI in credit, fraud, underwriting and customer operations — under the eyes of financial regulators and enterprise partners alike.

DORA mapping refreshed8 systems updated
Regulated AI · 18 systems
System
Regimes
Role
Status
Credit Scoring v3EU AI Act · DORA · FCAProviderApproved
Fraud Detection EngineEU AI Act · DORAProviderApproved
Underwriting AssistantEU AI Act · FCA · GDPRDeployerIn review
AML Triage ModelDORA · FCAProviderApproved
Customer Service CopilotGDPR · FCADeployerApproved
Marketing PersonalisationGDPRDeployerIn review
Regimes per system
EU AI Act 12/12Approved
DORA 8/8Approved
FCA 6/7Draft
THE PROBLEM

Financial AI sits under two regulators at once.

AI in credit, fraud and underwriting is simultaneously high-risk under the EU AI Act and in scope for financial-services regimes like DORA and FCA expectations — each with its own evidence demands.

Proving governance to a financial regulator and to an enterprise banking partner at the same time, from one set of records, is the actual job. Most stacks weren't built for it.

At a glance
Common systemsCredit, fraud, underwriting, customer ops
Regimes at onceEU AI Act + DORA + FCA + GDPR
ScrutinyFinancial regulators + enterprise partners
Typical roleUsually both Provider and Deployer
HOW IT HELPS

One record, mapped to every regime that applies.

01
Multi-regime mapping

One system's evidence satisfies EU AI Act, DORA and FCA obligations at once — author once, surface everywhere it's required.

02
Provider and deployer cover

Track the dual role financial firms almost always carry, with the obligations and evidence each side actually demands.

03
Partner-ready proof

Answer enterprise banking due-diligence from your Trust Center — current, sealed, no PDF chase.

REGULATED AI

Mapped to every financial-services regime at once.

One record. Mapped to the obligations that apply. Versioned, sealed, current — and ready the moment a regulator, auditor or enterprise buyer asks.

FCA evidence pack sealedready for partner DD
Regulated estate · 18 systems
System
Regimes
Role
Status
Credit Scoring v3EU AI Act · DORA · FCAProviderApproved
Fraud Detection EngineEU AI Act · DORAProviderApproved
Underwriting AssistantEU AI Act · FCA · GDPRDeployerApproved
AML Triage ModelDORA · FCAProviderApproved
KYC VerificationGDPR · FCADeployerApproved
Customer Service CopilotGDPR · FCADeployerIn review
Regime coverage
EU AI Act 92%Approved
DORA 88%Approved
FCA 76%Draft
FRAMEWORKS THAT APPLY

The regulations you actually face.

→ mapped automaticallyEU AI ActDORAGDPRISO/IEC 42001

On record before the deadline, not scrambling after the audit.

Hael maps each AI system to the EU AI Act, DORA, FCA expectations and GDPR from one record.